For GBD, each death is attributed to a single underlying cause—the cause that initiated the series of events leading to death—in accordance with ICD principles. This categorical attribution of causes of death differs from the counterfactual approach, which calculates how many deaths would not have occurred in the absence of disease. GBD also differs from approaches involving excess mortality in people with disease monitored through cohort or other studies. Deaths in such studies might be assigned as the underlying cause, be causally related to the disease, or include deaths with confounding diagnoses.
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The GBD cause list is organised as a hierarchy (
appendix 1 p 477), with each level composed of causes of death that are mutually exclusive and collectively exhaustive. The GBD cause hierarchy, with corresponding ICD9 and ICD10 codes, is detailed in
appendix 1 (p 300). GBD Level 1 causes are grouped as three broad categories: communicable, maternal, neonatal, and nutritional (CMNN) diseases; NCDs; and injuries. Level 2 causes contain 21 cause groups, including subsets of CMNN causes, cancers, cardiovascular diseases, and types of injuries (eg, transport injuries, self-harm, and interpersonal violence). Individual causes are primarily recorded at Level 3 (eg, malaria, asthma, and road injuries), while a subset of Level 3 causes are disaggregated further to Level 4 causes (eg, four sub-causes within chronic kidney disease).
For GBD 2016, we disaggregated some Level 3 causes to expand the cause hierarchy used for GBD 2015 by 18 causes of death. GBD cause list expansion was motivated by two main factors: inclusion of causes that result in substantial burden and inclusion of causes that are of high policy relevance. New causes for GBD 2016 included Zika virus disease, congenital musculoskeletal anomalies, urogenital congenital anomalies, and digestive congenital anomalies. Other leukaemia was added as a Level 4 subcause to leukaemia rather than being estimated in the Level 3 residual category of other neoplasms. The Level 3 cause of collective violence and legal intervention was separated into “executions and police conflict” and “conflict and terrorism”. Disaggregation of existing Level 3 causes resulted in the addition of 11 detailed causes at Level 4 of the cause hierarchy: drug-susceptible tuberculosis, multidrug-resistant tuberculosis, and extensively drug-resistant tuberculosis; drug-susceptible HIV–tuberculosis, multidrug-resistant HIV–tuberculosis, and extensively drug-resistant HIV–tuberculosis; alcoholic cardiomyopathy, myocarditis, and other cardiomyopathy; and self-harm by firearm, and self-harm by other means. Within each level of the hierarchy the number of collectively exhaustive and mutually exclusive causes for which the GBD study estimates fatal outcomes is three at Level 1, 21 at Level 2, 145 at Level 3, and 212 at Level 4. For GBD 2016, separate estimates were developed for a total of 264 unique causes and cause aggregates.
Global, regional, and national age-sex specific mortality for 264 causes of death, 1980–2016: a systematic analysis for the Global Burden of Disease Study 2016. (2017). Lancet (London, England), 390(10100), 1151-1210.